Licence holder adoption of Regulatory Technologies is evolving rapidly. Understanding how businesses are leveraging technologies in the way they comply can lead to better quality, more efficient supervision which is a key differentiator of higher performing financial centres.
Topics:
- The RegTech Landscape and emerging innovations. Opportunities and dangers.
- Can efficiencies be gained without trading compliance assurance?
- The use of AI. Risks and Opportunities.
- Networked customer onboarding.
- The supervisory possibilities of non-documentary checks for low risk customers.
- How to better explore networks to manage sanctions risk through advanced data analysis.
- How to identify inefficiencies and areas of friction in the licensing and supervisory process.
- How technology can be used to create better internet agency collaboration to prevent financial crime.
- Why a regulator’s poor use of licence holder data can lead to ineffective supervision and ultimately failure of its enforcement response to financial crime.
- Why Correspondent Banking could be a jurisdiction’s biggest risk and how to manage it effectively through technology.
- How to avoid common mistakes in auditing licence holder use of onboarding and screening technologies.
Facilitators/Industry Experts
- Stephen Platt - CEO, KYC360 and Original Founder of the International Compliance Association
- John Harris - Fomer Director General, Jersey Financial Services Commission
- Heather Adams - Managing Director, Global Head of Risk & Compliance, Accenture
- Stephen Lockwood - Independent Correspondent Banking Expert
- Neil Martin - Former Director of Race Strategy Ferrari F1
- Che Sidanius - Global Head of Financial Crime & Industry Affairs, LSEG
- Tom Devlin - Barrister and Chief Commercial Officer KYC360
- Others to be advised
Date: 4th and 5th December 2024
Time: 9:00am - 4:00pm on both days
A light buffet lunch will be available with vegetarian, vegan and gluten free options. Please email: marketing@kyc360.com for any other dietary requirements.
Venue: Middle Temple Hall, Middle Temple Lane, London, EC4Y 9AT
Map
On the evening of 4th December a dinner will be hosted by KYC360 with special guest speaker David Lewis, former Executive Secretary FATF.
This is a complimentary and strictly by invitation only event for senior members of invited financial regulators from specified jurisdictions.
