Financial Regulators Technology Forum 2024

Comply and Outperform

A complimentary and strictly by invitation two day event for regulators designed to improve and enhance the supervision of licence holder use of regulatory technologies in AML/KYC compliance.

Licence holder adoption of Regulatory Technologies is evolving rapidly. Understanding how businesses are leveraging technologies in the way they comply can lead to better quality, more efficient supervision which is a key differentiator of higher performing financial centres.

Topics:

  • The RegTech Landscape and emerging innovations. Opportunities and dangers.
  • Can efficiencies be gained without trading compliance assurance?
  • The use of AI. Risks and Opportunities.
  • Networked customer onboarding.
  • The supervisory possibilities of non-documentary checks for low risk customers.
  • How to better explore networks to manage sanctions risk through advanced data analysis.
  • How to identify inefficiencies and areas of friction in the licensing and supervisory process.
  • How technology can be used to create better internet agency collaboration to prevent financial crime.
  • Why a regulator’s poor use of licence holder data can lead to ineffective supervision and ultimately failure of its enforcement response to financial crime.
  • Why Correspondent Banking could be a jurisdiction’s biggest risk and how to manage it effectively through technology.
  • How to avoid common mistakes in auditing licence holder use of onboarding and screening technologies.

Facilitators/Industry Experts

  • Stephen Platt - CEO, KYC360 and Original Founder of the International Compliance Association 
  • John Harris - Fomer Director General, Jersey Financial Services Commission
  • Heather Adams - Managing Director, Global Head of Risk & Compliance, Accenture
  • Stephen Lockwood - Independent Correspondent Banking Expert 
  • Neil Martin - Former Director of Race Strategy Ferrari F1 
  • Che Sidanius - Global Head of Financial Crime & Industry Affairs, LSEG
  • Tom Devlin - Barrister and Chief Commercial Officer KYC360
  • Others to be advised 

Date: 4th and 5th December 2024
Time: 9:00am - 4:00pm on both days

A light buffet lunch will be available with vegetarian, vegan and gluten free options. Please email: marketing@kyc360.com for any other dietary requirements. 

Venue: Middle Temple Hall, Middle Temple Lane, London, EC4Y 9AT
Map

On the evening of 4th December a dinner will be hosted by KYC360 with special guest speaker David Lewis, former Executive Secretary FATF. 

This is a complimentary and strictly by invitation only event for senior members of invited financial regulators from specified jurisdictions. 

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