Join Stephen Platt, a renowned leading authority in the field of financial crime prevention, for a comprehensive examination of the record fine imposed on TD Bank.
Date: 25th November 2024
Time: 3:00pm - 4:00pm (UK Time/GMT)
The record $3 billion fine imposed on TD Bank for significant anti-money laundering (AML) failures has sent shockwaves across the financial industry. This penalty, the largest ever imposed on a bank, is part of a broader regulatory crackdown on banks failing to meet AML standards.
In this exclusive webinar, Stephen Platt, CEO and Founder of KYC360 and original Founder of the International Compliance Association, will be joined by Tom Devlin, CCO at KYC360, to provide attendees with unparalleled insights into the lessons learned from the TD Bank case, its broader implications for the financial industry and provide practical approaches for navigating the growing complexities of regulatory compliance and financial crime prevention.
This event will delve into several critical aspects, including:
- An analysis of the factors that contributed to TD Bank's challenges.
- An exploration of the repercussions and financial implications for both the institution and its senior leadership.
- Insightful takeaways for the broader industry to enhance compliance and risk management strategies.
- A discussion on how U.S. regulatory bodies can effectively engage with non-U.S. financial entities.
- Essential lessons learned from the TD Bank case.
- Strategies for efficiently remediating your customer portfolio.
To participate in this complimentary webinar, simply fill out the registration form.
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