Summary

This course provides finance professionals with the knowledge to understand sanctions regimes, identify sanctions breaches, and implement best practices for sanctions compliance.

This course is one of several courses within the Certificate in Sanctions Risk Management. If you wish to achieve this award, you must complete this course along with all other mandatory courses in the associated learning plan.

Audience

Course Objectives

• Understand the key concepts of sanctions and the different types of sanctions regimes
• Identify the risks of sanctions violations in the finance industry
• Implement sanctions screening and monitoring processes
• Recognise your regulatory obligations and best practices for sanctions compliance

Course Structure

• Section 1: Introduction to Sanctions
• Section 2: Types of Sanctions
• Section 3: Sanctions Risks in the Finance Industry
• Section 4: Key Regulatory Frameworks for Sanctions Compliance
• Section 5: Sanctions Screening and Monitoring Processes
• Section 6: Best Practices for Sanctions Compliance
• Section 7: Case Studies
• Knowledge Evaluation

Duration & CPD Hours

This course should take you between 45 and 90 minutes, depending upon your pace of learning. Additionally, this course is accredited by The CPD Certification Service and carries 1.5 CPD hours.