Summary

This course is tailored to provide in-depth insights into lessons from the TD bank AML scandal, focusing on key compliance lessons, red flags, and actionable AML practices.

This course is one of several courses within the Certificate in AML Case Analysis. If you wish to achieve this award, you must complete this course along with all other mandatory courses in the associated learning plan.

Audience

Course Objectives

• Understand the details and outcomes of the TD Bank money laundering scandal and the factors that contributed to the compliance breakdown

• Identify red flags and risk factors that contributed to the scandal and could arise in similar situations

• Recognise the regulatory requirements and obligations that financial institutions must meet to prevent money laundering and other financial crimes

• Apply lessons learned from the TD Bank scandal to enhance AML compliance in your own institution

Course Structure

• Section 1: Overview of the TD Bank Money Laundering Scandal

• Section 2: Regulatory Requirements and Compliance Obligations Impacting on the case

• Section 3: Key Red Flags and Risk Indicators in the TD Bank Scandal

• Section 4: Lessons Learned from the TD Bank Scandal

• Section 5: Case Studies

• Knowledge Evaluation

Duration & CPD Hours

This course should take you between 45 and 90 minutes, depending upon your pace of learning. Additionally, this course is accredited by The CPD Certification Service and carries 1.5 CPD hours.