Summary

This course provides fund administration professionals with the tools to recognise and mitigate money laundering risks, focusing on complex fund structures and global regulatory expectations.

This course is one of several courses within the Certificate in Cross-Sectoral Vulnerabilities. If you wish to achieve this award, you must complete this course along with all other mandatory courses in the associated learning plan.

Audience

This course is designed for those working in, or interested in the Fund Administration sector and who need a fundamental understanding of AML issues, practices, regulations and their importance in preventing financial crime.

Course Objectives

• Understand the concept of money laundering and its stages

• Identify money laundering risks specific to the fund administration sector

• Recognise common money laundering typologies

• Adhere to regulatory requirements and utilise best practices for AML compliance in fund administration

• Conduct proper due diligence and implement effective monitoring 

Course Structure

• Section 1: Introduction to Money Laundering

• Section 2: Money Laundering Risks in the Fund Administration Sector

• Section 3: Stages of Money Laundering

• Section 4: Money Laundering Typologies in Fund Administration

• Section 5: Regulatory Requirements for Fund Administrators

• Section 6: Best Practices to Mitigate Money Laundering Risks

• Section 7: Case Studies

• Knowledge Evaluation 

Duration & CPD Hours

This course should take you between 45 and 90 minutes, depending upon your pace of learning. Additionally, this course is accredited by The CPD Certification Service and carries 1.5 CPD hours.