The United Kingdom has extended its Senior Managers and Certification Regime (SMCR) to the insurance sector, making top insurance executives
A leading figure in fund regulation has written to the Financial Conduct Authority (FCA) slamming packaged retail and insurance-based investment
Stephen Platt, Chairman of KYC Technologies, offers an optimistic perspective on the impact of technology on AML compliance.
Earlier this month, the Fraud Section of the U.S. Department of Justice (DOJ) published its Evaluation of Corporate Compliance Programs (Evaluation Guidance). Although issued without fanfare, the Evaluation Guidance represents the latest in a series of important communications by the Fraud Section outlining the DOJ’s expectations for effective corporate compliance programs.
Online financial services and lending companies are increasingly being targeted by fraudsters and costing consumers millions of pounds around the world last year alone, according to research.
Amid the self-evaluation and manager assessments of the annual performance review season, many compliance professionals consider or ask the question: “am I in a good place, being fairly compensated, or better off elsewhere?”
The British Insurance Brokers’ Association (BIBA) has urged the Financial Conduct Authority (FCA) to prioritise effective supervision amid rising regulatory costs for small brokers.
How does the EU 6AMLD measure up? As further measures progress through the Brussels legislative machinery to enhance the fight against anti-money laundering, experts give their verdict on the EU's latest proposals 2017 saw the implementation ...
The United States’ Securities and Exchange Commission (SEC) has penalised Deutsche Bank and a trading desk executive after if found that traders and sales people made false and misleading statements while negotiating bond prices. The bank ...
A London-based compliance officer looks back at some of the requests he came across and tells KYC360 how he reacted on the occasions he smelt trouble. He did not wish to disclose his name and ...
By Denis O’Connor Even before the Fourth Anti-Money Laundering Directive (4MLD) had been implemented across all 28 Member States in June 2017, the European Commission proposed substantial amendments to it. This proposal soon became known as the ...
Pakistan has been given a three-month reprieve by a global watchdog over a U.S.-led motion to put the South Asian
AP – Cash-strapped Venezuela on Tuesday became the first country to launch its own version of bitcoin, a move President
Some of the biggest electronics bazaars in Asia are being flooded with customers looking for the latest piece of technology:
Owners of pubs or clubs with gaming machines will have to appoint a compliance officer and adopt employee due diligence